Credit derivatives were first traded sporadically at the end of the 1980s but it was not until the early 1990s that a real market for these products began to emerge. In the late 1990s and the first half of the next decade, credit derivatives grew rapidly to achieve a central role in the financial markets.
The purpose of a credit derivative is to transfer only the credit risk of a borrower and not the associated interest rate risk. The fact that credit risk can be traded in isolation makes credit derivatives a very powerful tool.
The main types of credit derivative products are single name credit default swaps, credit derivative indices, index tranches, synthetic CDOs and CPPI.(See ‘the products’, page 17).
Unlike bonds and loans, which are financial contracts between a borrower and a lender, credit derivatives are contracts between any two counterparties which reference a specific borrower (the ‘reference entity’). Very often neither counterparty is a lender to the reference entity. The reference entity is rarely involved in the trade and usually has no reason to know that the credit derivative contract exists.
All credit derivatives traded to date (mid-2006) have been over-the-counter (OTC) derivatives. Unlike many equity or commodity options and futures, they are not traded on an exchange but are simply private contracts between two counterparties – one of which is usually a dealer (also called a market maker).
Highlights in the evolution of the credit derivatives market
Late 1980s
First cashflow CDOs issued
First credit derivatives begin to be traded, often swaps on specific bonds created for tax or regulatory purposes
Mid to late 1990s
Issuance of large balance sheet synthetic CDOs for the purpose of achieving regulatory capital relief
1996
Isda publishes the first credit derivative definitions
July 1999
Isda publishes the second credit derivative definitions, which bring much greater standardisation and acceptance to the market
September 2000
Bank of America extends the maturity of a loan to Conseco, triggering a controversy which eventually leads the market to change its definition of restructuring as a credit event
December 2001
Default of Enron, the biggest corporate default in history by volume of debt outstanding
December Default of Argentina, the biggest sovereign default in history by volume of debt outstanding, triggering a controversy on the definition of repudiation/moratorium, the main credit event for sovereigns
April 2002
Morgan Stanley launches Synthetic Tracers, which becomes the market standard index for North American investment grade credit
Dealers launch the reference entity database (Red) in response to high profile cases in which counterparties had disagreed over which was the intended reference entity in a credit default swap. The project is later taken over by data company Markit.
December 2002
North American dealers begin trading credit derivatives with standard maturity and payment dates in an effort to increase liquidity. European dealers later also adopt this practice
March 2003
Isda publishes 2003 credit derivative definitions, which significantly revise the 1999 short-form documentation in areas such as restructuring, successor events and guarantees
April 2003
JP Morgan and Morgan Stanley kick-start credit index trading in Europe by merging their proprietary indices to form Trac-x
October 2003
North American dealers launch CDX NA IG, which takes over as the standard credit index for North American investment grade
April 2004
Credit derivative dealers agree to merge various indices to form a single index in each market
April/May 2005
A dramatic repricing of credit index tranches causes losses to banks and hedge funds
May 2005
Default of Collins & Aikman, the first credit event to be settled using an auction
June 2005
Isda launches standard documentation for credit default swaps on asset-backed securities
September 2005
The New York Fed hosts a meeting between top credit derivative dealers and regulators from around the world, who are concerned about the operational weaknesses of the credit derivatives market. Dealers agree to take steps to cut the time it takes to settle trades.
October 2005
Default of Delphi, thought to be the biggest default to date in terms of credit derivatives outstanding